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Recent Updates
  • New York Times Article Finds Hundreds of Instances When the SEC Waives Certain Sanctions For Big Wall Street Institutions
  • SEC v. Koss Corporation: SEC's Explanation Regarding Settlement Language "Satisfies" Judge Randa
  • D.C. Magistrate Judge Rules That Service by E-Mail of Show Cause Order on U.S. Counsel for Chinese Accounting Firm is Acceptable
  • Hung Jury in Trial of Second Group in the FCPA Sting Cases Means Mistrial For Remaining Three Defendants
  • SEC Brings Case Against Indiana Manufacturer and Eight Executives and Accountants for Accounting Fraud at English Subsidiary
  • FCPA Sting Case - Reports Indicate Jury Has Found Two Defendants Not Guilty, But Remain Deadlocked on Remaining Three
  • Deloitte Touche Shanghai Subpoena Case - Parties Take Differing Views on Procedure to Resolve Dispute Over Whether the SEC Can Enforce Its Investigative Subpoena On a Chinese Accounting Firm
  • SEC v. Koss Corporation: The Commission Responds to Judge Randa's Questions Regarding the Whether the Proposed Settlement is Fair, Reasonable and Adequate
  • Corporate Defendant in "Perfect Hedge" Case Settles Insider Trading Charges With SEC and Enters Into a Non-Prosecution Agreement With U.S. Attorney
  • Federal Magistrate Judge in Oregon Recommends Dismissing "Say-on-Pay" Lawsuit Against Umpqua Board
  • "Perfect Hedge" - Criminal and Civil Insider Trading Charges Brought Against Seven Investment Professionals
  • Judge Dismisses FCPA Charges Against John O'Shea
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